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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter. eBook - ProView $4,102.00 |
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New edition This guide clarifies what insider trading is and its consequences.
Book (Full Set)
$3,126.00
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Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter.
Book
$4,102.00
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Provides guidance on representing directors, officers, and shareholders, in the areas of communication, acquisition and takeover, and transaction issues.
Book (Full Set)
$1,340.00
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.
Book
$3,677.00
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General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.
Book
$3,510.00
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A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation.
Book
$1,821.00
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New edition This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.
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$4,429.00
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Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.
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$1,845.00
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This resource synthesizes case law and legislation concerning Federal Rule 23, its state analogs, and the Class Action Fairness Act.
Book (Full Set)
$1,792.00
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This publication provides practical guidance for broker-dealers and others who sell mutual funds.
Book
$987.00
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New edition Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.
Book
$1,734.00
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New edition Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.
Book (Full Set)
$6,194.00
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Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.
Book
$3,475.00
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This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.
Book
$3,605.00
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This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.
Book
$3,578.00
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This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.
Book (Full Set)
$3,224.00
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This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues. eBook - ProView $1,206.00 |
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Comprehensive treatise on the wide range of complex issues raised by a shareholder derivative lawsuit.
Book
$2,294.00
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office. eBook - ProView $944.00 |
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This title helps legal, compliance, and business money management professionals familiarize themselves with essential materials that ensure compliance.
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$1,150.00
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First resource for attorneys educating themselves about unfamiliar issues. Provides introductory access to nine substantive areas of business law.
Book (Full Set)
$3,632.00
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