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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
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Keep current with trends in securities regulation for major industrialized nations and emerging markets.
Book (Full Set)
$13,473.00
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$944.00
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Examines interpretations of statutes, rulings, and administrative opinions of the Blue Sky Law, and offers potential solutions to interpretive problems.
Book (Full Set)
$8,647.00
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Securities Crimes, 2d is written with Marvin G. Pickholz, Peter J. Henning, and Jason R. Pickholz. They are among the leading practitioners and academics in the field of securities law.
Book (Full Set)
$2,905.00
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This title provides sample forms and documents for public and nonpublic securities offerings, annotated with expert commentary. Book (Full Set) $11,280.00 |
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D & O Liability Handbook: Law—Sample Documents—Forms, 2022-2023 ed. (Securities Law Handbook Series)Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.
Book
$3,066.00
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This essential resource for handling business formations in Texas contains the entire Texas Business Organizations Code, as well as select provisions from related Texas statutes, all with up-to-date case annotations and much more. eBook - ProView $222.00 |
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This essential resource for handling business formations in Texas contains the entire Texas Business Organizations Code, as well as select provisions from related Texas statutes, all with up-to-date case annotations and much more.
Book
$222.00
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This set discusses securities law and regulation, including Dodd-Frank, SOX, PCAOB, corporate governance, public offerings, registration, reporting, disclosures, EDGAR, and Blue Sky laws.
Book (Full Set)
$15,295.00
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This title is a step-by-step list of what a tender offeror and a target company should do in a tender offer.
Book
$1,387.00
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Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy. eBook - ProView $2,838.00 |
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Includes background on Securities Exchange Commission (SEC) investigations and enforcement. Provides step-by-step approach for avoiding or responding to an SEC action.
Book (Full Set)
$3,945.00
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Respected authority on every aspect of limited liability companies.
Book (Full Set)
$1,956.00
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New edition This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.
Book
$4,429.00
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New edition This guide clarifies what insider trading is and its consequences.
Book (Full Set)
$3,126.00
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This title gives practical guidance for both legal professionals and laypeople to deal with security interests in personal property, repossession, disclosure, and sale under Georgia's UCC Article 9.
Book (Full Set)
$295.00
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Covers the process of offering securities for sale and the steps underwriters and attorneys should take to avoid personal liability.
Book (Full Set)
$5,623.00
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Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.
Book (Full Set)
$588.00
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General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.
Book
$3,510.00
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Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.
Book (Full Set)
$2,394.00
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This Aspatore legal title provides an authoritative, insider's perspective on helping clients monitor developments and overcome obstacles in information protection. Book $90.00 |
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Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.
Book
$2,838.00
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Covers U.S. companies conducting securities transactions abroad, foreign companies accessing U.S. capital markets, and U.S. regulations for international broker-dealers.
Book (Full Set)
$1,212.00
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This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.
Book
$1,069.00
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