Managing the Pace and Mitigating the Pain of Regulatory Change and Financial Services Compliance
To be designated as “systemically important financial institutions” (SIFIs), carries with it the weight of thousands of regulatory trip wires. Highly regulated corporations – as a SIFI or otherwise – face regulatory compliance, complexity, accountability, and scrutiny.
In this white paper, “Managing the Pace and Mitigating the Pain of Regulatory Change and Financial Services Compliance,” Dave Curran, Global Director, Risk & Compliance at Thomson Reuters details best and worst practices for navigating today’s complex, globally linked, and fast-changing regulatory environment.
This white paper covers:
- Infrastructure, process, and systemic changes to better compete in the global regulatory marketplace
- How to maximize performance through incentivization
- How to address simply the systemic compliance and risk issues
- Ways to better leverage data and analytics to underscore the value of a compliance program