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The Practitioner's Guide to Securities Arbitration

Product details:

Format: Book - softbound
Brand: American Bar Association
ISBN: 9781614387596
Service #: 41484553
Shelf Space: 1 in.
Publication frequency: Updated as changes in the law dictate
Update method: N/A

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The Practitioner's Guide to Securities Arbitration



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Published by the American Bar Association (ABA), The Practitioner's Guide to Securities Arbitration provides a comprehensive discussion of practices and procedures with a particular emphasis on techniques to identify, evaluate, and pursue legal claims brought by investors against securities brokerage firms, and on the defenses thereto.

Investors who have been victims of bad investment advice, or worse, financial fraud often do not understand how their money is invested, nor the risks associated with such investments. Surprisingly, only a small percentage of cases are filed against the securities industry even though investment abuses are rampant.

Learn to articulate and accurately state how your client has been damaged as well as how to correctly measure damages as they apply to the situation. Gain a valuable edge by mastering tactics used in arbitration with the Financial Industry Regulatory Authority (FINRA). Sections include:

  • Defining the players in a securities arbitration case
  • Time limitations and other deadlines
  • Common claims
  • Bringing and defending claims, arbitrators and motion practice
  • Discovery and hearing practice and procedures

Each topic is extensively covered to help your clients recover losses caused by bad investment advice or financial fraud with securities arbitration.