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Securities Law
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Law book products

Legal Solutions by Thomson Reuters offers authoritative law books, references, and current legal dictionary editions, backed by the legacy of West Publishing. Law books and other references can be viewed by jurisdiction, practice area, book format, or subject matter. Fuel your success with law books from Legal Solutions by Thomson Reuters.

This Aspatore legal title provides feedback from leading legal minds on the potential impact of the JOBS Act.

Book   $25.00

This Aspatore legal title provides feedback on evolving issues surrounding insider trading regulations and the newest caselaw developments.

Book   $25.00

This quarterly journal offers incisive analysis and in-depth advice through articles and features by noted practitioners and scholars.

Book (Full Set)

This product provides comprehensive guidance regarding the entire venture process for hedge funds in the current market environment.

Book   $150.00

This Aspatore product provides an authoritative, insider's perspective on factors that have historically led to financial crises and system reform.

Book   $90.00

Find the right tax-advantaged vehicle for any client's situation with this comprehensive discussion of tax–advantaged securities.

Book (Full Set)   $14,904.00
ProView eBook   $14,904.00

Unifies and cross-references information contained in all 102 volumes of Securities Law Series to make research easier.

Book (Full Set)

This Aspatore legal title provides an authoritative, insider's perspective on helping clients monitor developments and overcome obstacles in information protection.

Book   $90.00

The Volcker Rule: Commentary and Analysis provides comprehensive coverage of the requirements of the Volcker Regulations and the issues and opportunities that they present for banking entities and non-banking entities.

Book   $213.00

In this Aspatore legal title, a leading securities lawyer provides a user's guide to hedge fund disclosure documents.

Book   $150.00

This Aspatore legal title is an authoritative, insider's perspective on the latest changes in regulations affecting securities.

Book   $90.00

Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.

Book   $1,734.00
ProView eBook   $1,734.00

Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.

Book   $1,633.00
ProView eBook   $1,633.00

Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.

Book (Full Set)   $3,404.00
ProView eBook   $3,404.00

New edition Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.

Book (Full Set)   $6,194.00
ProView eBook   $6,194.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

This title helps legal, compliance, and business money management professionals familiarize themselves with essential materials that ensure compliance.

Book   $1,150.00
ProView eBook   $1,150.00

This title is a step-by-step list of what a tender offeror and a target company should do in a tender offer.

Book   $1,387.00
ProView eBook   $1,387.00

This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.

Book   $3,605.00
ProView eBook   $3,605.00

New edition This set discusses securities law and regulation, including Dodd-Frank, SOX, PCAOB, corporate governance, public offerings, registration, reporting, disclosures, EDGAR, and Blue Sky laws.

Book   $15,295.00
ProView eBook  

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.

Book   $3,578.00
ProView eBook   $3,578.00

Respected authority on every aspect of limited liability companies.

Book (Full Set)   $1,956.00
ProView eBook   $1,956.00