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This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure. Book $45.00 |
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This guide addresses the issues faced by money managers, mutual funds, ERISA pension plans, broker-dealers, banks, and other financial institutions.
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$1,218.00
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This title helps legal, compliance, and business money management professionals familiarize themselves with essential materials that ensure compliance.
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$1,150.00
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The most accurate, up-to-date text of the United States Code, fully annotated with legislative histories, notes of judicial decisions, and additional research aids. This code accelerates research by connecting information efficiently and logically Book (Full Set) $28,366.00 |
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Unifies and cross-references information contained in all 102 volumes of Securities Law Series to make research easier. |
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This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.
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$3,605.00
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This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.
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$1,069.00
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