search
SERP
search
Skip to content Skip to navigation menu
Your browser is not supported by this site.
Please update to the latest version, or use a different browser for the best experience.

You Narrowed By

Product Type
Treatises
Product Type
Treatises (remove)
Product Format
Book - softbound
Product Format
Book - softbound (remove)
Practice Area
Banking and Finance Law
Practice Area
Banking and Finance Law (remove)

Can We Help?

Contact Us 
Call 1-888-728-7677
Search Results for: aspatore business of law
31 RESULTS

Law book products

Legal Solutions by Thomson Reuters offers authoritive law books,references and current legal dictionary editions,backed by legacy of west Publishing.Law books and other references can be viewd by jurisdiction,practice area,book format or subject matter.Fuel your success with law books from Legal Solutions by Thomson Reuters.

See all solutions

Hundreds of forms and specialized checklists are cross-referenced to companion text, Advising Small Businesses.

Book (Full Set)   $3,006.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

Comprehensive survey and analysis of all aspects of suretyship, including commercial guaranty agreements, performance bonds, and standby letters of credit.

Book   $397.00
ProView eBook   $397.00

New edition This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.

Book   $4,429.00
ProView eBook   $3,851.00

Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.

Book   $2,847.00
ProView eBook   $2,847.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.

Book (Full Set)   $3,224.00
ProView eBook   $3,224.00

A complete guide to legal theories, cases, and statutes affecting the lending process, with practical advice about lender liability claims.

Book (Full Set)   $2,280.00
ProView eBook   $2,280.00

A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $3,690.00
ProView eBook   $3,208.00

This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.

Book   $3,578.00
ProView eBook   $3,578.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

New edition This guide clarifies what insider trading is and its consequences.

Book (Full Set)   $3,126.00
ProView eBook   $3,126.00

New edition Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.

Book (Full Set)   $6,194.00
ProView eBook   $6,194.00

This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.

Book   $3,605.00
ProView eBook   $3,605.00

Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.

Book   $3,066.00
ProView eBook   $3,066.00

New edition

This book provides a comprehensive summary of the new swap regulatory regime under Title VII of the Dodd-Frank Act to assist industry professionals and their counsel in understanding the substance of these new requirements.

Book   $386.00
ProView eBook   $386.00

Comprehensive coverage and analysis of securities, banking, and employee benefits laws; state and federal regulations; compliance requirements; plus numerous appendixes.

Book (Full Set)   $724.00
ProView eBook   $724.00

This primer introducing the world of letters of credit includes concise legal summaries and sample letters of credit.

Book   $975.00

Addresses bankruptcy laws, related legal issues, and potential consequences of specific actions regarding loans secured by personal property collateral.

Book (Full Set)   $1,370.00
ProView eBook   $1,370.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book   $3,855.00
ProView eBook   $3,855.00

This reference analyzes all federal laws and regulations governing real estate sales, leasing and financing.

Book (Full Set)   $2,025.00
ProView eBook   $2,025.00

This comprehensive collection of commentary and pertinent primary source material is your guide to the regulation of banking and financial services industries and securities laws in major jurisdictions.

Book (Full Set)   $8,987.00

Informed discussion of mortgage and consumer loan disclosure and its federal laws and regulations, including procedures, solutions, and forms.

Book (Full Set)   $6,042.00
ProView eBook   $6,042.00

In-depth coverage and analysis of mortgage liens in New York, supported by controlling cases and pertinent statutes.

Book   $1,033.00
ProView eBook   $1,033.00