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Covers U.S. companies conducting securities transactions abroad, foreign companies accessing U.S. capital markets, and U.S. regulations for international broker-dealers.
Book (Full Set)
$1,212.00
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This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.
Book
$3,605.00
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This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.
Book (Full Set)
$3,224.00
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A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
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New edition This set discusses securities law and regulation, including Dodd-Frank, SOX, PCAOB, corporate governance, public offerings, registration, reporting, disclosures, EDGAR, and Blue Sky laws.
Book
$15,295.00
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Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.
Book
$2,847.00
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New edition This title is a guide for U.S. businesses looking to proceed knowledgeably in the post-Enron, post-WorldCom era.
Book
$1,795.00
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This text offers you helpful analysis and guidance for effective management of real estate investment trusts.
Book
$3,650.00
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Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.
Book (Full Set)
$3,404.00
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New edition This book provides a comprehensive summary of the new swap regulatory regime under Title VII of the Dodd-Frank Act to assist industry professionals and their counsel in understanding the substance of these new requirements.
Book
$386.00
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