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Managing the Pace and Mitigating the Pain of Regulatory Change and Financial Services Compliance

By Dave Curran, Global Director, Risk & Compliance, Thomson Reuters

To be designated as “systemically important financial institutions” (SIFIs), carries with it the weight of thousands of regulatory trip wires. Highly regulated corporations – as a SIFI or otherwise – face regulatory compliance, complexity, accountability, and scrutiny.

In this white paper, “Managing the Pace and Mitigating the Pain of Regulatory Change and Financial Services Compliance,” Dave Curran, Global Director, Risk & Compliance at Thomson Reuters details best and worst practices for navigating today’s complex, globally linked, and fast-changing regulatory environment.

This white paper covers:

  • Infrastructure, process, and systemic changes to better compete in the global regulatory marketplace
  • How to maximize performance through incentivization
  • How to address simply the systemic compliance and risk issues
  • Ways to better leverage data and analytics to underscore the value of a compliance program

View the full white paper by submitting the form below


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