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Understanding the Legal Needs of Financial Services Companies: Leading General Counsel on Assessing Legal Risks, Monitoring Industry Trends, and Navigating Regulations (Inside the Minds)

Product details:

Format: Book - softbound
Brand: Aspatore
Copyright: 2009
ISBN: 9780314199393
Service #: 40818914
Pages: 192
Publication frequency: As needed
Update method: No updating

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Understanding the Legal Needs of Financial Services Companies: Leading General Counsel on Assessing Legal Risks, Monitoring Industry Trends, and Navigating Regulations (Inside the Minds)

100006952

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Understanding the Legal Needs of Financial Services Companies presents the thoughts of leading general counsel on assessing legal risks, monitoring industry trends, and navigating regulations. Featuring chief legal officers and general counsel of a variety of financial services companies across the country, this book provides an overview of the corporate situations requiring legal assistance in the financial services industry and the responsibilities of in-house counsel. It offers advice on:

    • Overseeing regulatory compliance programs

    • Applying legal knowledge to business development decisions

    • Calculating risk

    • Securing sensitive financial information

Chapter titles include:

    • Managing Legal Risks in the Asset Management Industry

    • Challenges Facing In-House Counsel of Financial Services Companies

    • Implementing Effective Compliance Procedures