Legal Solutions | USA
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The book addresses the law and regulation with respect to inside information found in FSMA, the FSA Handbook, various exchange rules, the Takeover Code and civil and criminal law. Includes coverage of the FSA, Takeover Code, Corporate Governance Code and other civil and criminal issues, and how they interact. Gives the reader detailed guidance on the establishment and maintenance of appropriate systems and controls and the steps to take to ensure effective risk management. Includes important guidance on US securities laws and how these impact on UK listed companies.