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Securities Arbitration Desk Reference, 2017-2018 ed. (Securities Law Handbook Series)

Product details:

Format: Book - softbound
Brand: Thomson West
Copyright: 2017
ISBN: 9780314870421
Service #: 40454898
Sub #: 40454899
Pages: 1558
Shelf Space: 3 in.
Publication frequency: As needed
Update method: No updating

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Securities Arbitration Desk Reference, 2017-2018 ed. (Securities Law Handbook Series)

104894284

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Securities Arbitration Desk Reference is the only compilation of its kind that provides all the essential information governing securities arbitration proceedings. Written by distinguished law professors who draw upon decades of experience in representing persons in securities arbitrations, this title includes:

  • The Financial Industry Regulatory Authority (FINRA) Code of Arbitration Procedure
  • FINRA member conduct rules for brokers
  • Relevant federal securities acts
  • The Uniform Securities Act
The complete text of each statute and rule is followed by expert commentary, practical suggestions, and references to interpretive materials and caselaw.