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Regulation of Investment Management & Fiduciary Services, 2016 ed.

Product details:

Format: Book - softbound
Brand: Clark Boardman Callaghan
Copyright: 2016
Service #: 13975339
Sub #: 13975338
Pages: 3662
Publication frequency: Annually
Update method: Replacement pages

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Regulation of Investment Management & Fiduciary Services, 2016 ed.

103211364

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103211364
103211364
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Regulation of Investment Management and Fiduciary Services clarifies the law governing liability and compliance aspects of the investment and fiduciary business. It provides comprehensive coverage and expert analysis of securities, banking and employee benefits laws, state and federal regulations, compliance requirements, and the avoidance of fiduciary liability. It also covers:

  • Trusts
  • ERISA
  • Annuities
  • Mutual funds
  • Foreign fiduciary activities
  • Environmental liability
  • The Securities and Exchange Commission

Numerous appendices cover and contain statutes, regulations, ERISA, Uniform Acts, sample forms, fiduciary reports, banking services, Department of Labor investigation, state laws involving non-resident fiduciaries, compliance policies, and tables of cases and statutes.