PDP
PDP
Skip to content Skip to navigation menu
Your browser is not supported by this site.
Please update to the latest version, or use a different browser for the best experience.
Guide to Bank Underwriting, Dealing and Brokerage Activities, 20th ed.

Product details:

Format: Binder/Looseleaf
Brand: LegalWorks
Copyright: 2013-2016
Service #: 37005167
Sub #: 37005169
Shelf Space: 3 in.
Publication frequency: Updated annually
Update method: Replacement volumes/binders

Can we help?

Contact Us 
Call 1-888-728-7677

Guide to Bank Underwriting, Dealing and Brokerage Activities, 20th ed.

102361311

Availability:

In stock
(details)

102361311
102361311
One time purchase
$848.00
Purchase the current version only, no updates will be sent.


Monthly pricing
$67.00/month
Convenience of fixed monthly payments and long term price protection. Choose 24 or 36 months. All updates, revisions, and new editions included.


Guide to Bank Underwriting, Dealing and Brokerage Activities discusses the capital markets activities of U.S. and foreign banks and bank holding companies in the U.S. It describes the U.S. regulatory regime applicable to these activities and highlights recent developments regarding the conduct of securities-related and other business under applicable banking and securities laws, including:

  • Dodd-Frank
  • Gramm-Leach-Bliley Act
  • Bank Holding Company Act
  • Glass-Steagall Act
  • International Banking Act
Coverage includes:
  • Integration of investment and commercial banking and insurance activities
  • The structure and conduct of derivatives, loan-trading, commodity finance, and related businesses
  • Merchant banking
  • Fund management issues
  • International banking, securities, and derivatives linkages
The Guide also covers other current regulatory developments affecting banking organizations engaged in capital markets activities, including:
  • The Volcker Rule
  • Swaps dealing registration and regulatory requirements
  • OFAC sanctions, Foreign Corrupt Practices Act, and antimoney-laundering developments
  • Regulatory reforms targeted at the securitization markets
  • Risk management, “affiliate transaction” restrictions, capital, and liquidity issues
  • Enforcement and administrative proceedings