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Modern Securities Transfers, 4th (Vols. 28 & 28A, Securities Law Series®)

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Format: Binder/Looseleaf
Copyright: 2010-2015
Service #: 14818466
Sub #: 14818465
Publication frequency: Updated annually
Update method: Replacement pages

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Modern Securities Transfers, 4th (Vols. 28 & 28A, Securities Law Series®)

100029061

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This text is a convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office. Subjects covered include Revised UCC Article 8 and conforming amendments to UCC Articles 1 and 9, application of bona fide purchaser status to securities clearing firms, a review of market changes to which the transfer office must adjust, and ramifications of broker/dealer bankruptcy.