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Soft Dollars and Other Trading Activities, 2016-2017 ed. (Securities Law Handbook Series)

Product details:

Format: Book - softbound
Brand: LegalWorks
Copyright: 2016
ISBN: 9780314648112
Service #: 32000020
Sub #: 32000022
Pages: 760
Shelf Space: 2 in.
Publication frequency: As needed
Update method: No updating

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Soft Dollars and Other Trading Activities, 2016-2017 ed. (Securities Law Handbook Series)

103850048

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103850048
103850048
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$719.00
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Get the detailed analysis, practical guidance, and primary source reference materials you need with Soft Dollars and Other Trading Activities. This book addresses the legal, regulatory, and other issues faced by all participants in soft dollar arrangements, including money managers, mutual funds, ERISA pension plans, research providers, and financial institutions. Other topics covered include:

  • SEC positions
  • Enforcement actions
  • Industry developments
  • The responsibilities of mutual fund directors

Helpful diagrams are also provided for easy reference.