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Mutual Fund Regulation and Compliance Handbook, 2016 ed. (Securities Law Handbook Series)

Product details:

Format: Book - softbound
Brand: LegalWorks
Copyright: 2016
ISBN: 9780314647993
Service #: 32000008
Sub #: 32000010
Pages: 412
Publication frequency: As needed
Update method: No updating

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Mutual Fund Regulation and Compliance Handbook, 2016 ed. (Securities Law Handbook Series)

103507917

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103507917
103507917
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Mutual Fund Regulation and Compliance Handbook provides a concise summary of the steps for forming and operating a mutual fund. It also analyzes changes in the law governing mutual funds and explores the regulatory and administrative issues arising under the Investment Company Act of 1940. Organized in chronological order following the life cycle of a mutual fund, this title includes:

  • Checklists, samples of documents, forms, and references to additional sources of information
  • Explanations of the features of the SEC's EDGAR database of mutual fund and corporation filings and other SEC resources
  • Coverage of changes in the law governing mutual funds using easily understood language