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ERISA for Money Managers and Advisors, 2016-2017 ed.

Product details:

Format: Book - softbound
Brand: LegalWorks
Copyright: 2016
ISBN: 9780314646903
Service #: 37005185
Sub #: 37005187
Pages: 920
Publication frequency: As needed
Update method: No updating

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ERISA for Money Managers and Advisors, 2016-2017 ed.



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ERISA for Money Managers helps legal, compliance, and business money management professionals familiarize themselves with essential materials that ensure compliance to the Employee Retirement Income Security Act (ERISA). Prepared by professionals with years of experience counseling money managers, this unique reference is organized by topic to facilitate quick research. It uses charts and tables to make this comprehensive legislation and its interpretation easily accessible.

Each topic is introduced by a summary that places the source materials in context. The authors draw on:

  • The statute
  • Rules
  • DOL Advisory Opinions
  • DOL Interpretive Letters
  • DOL Information Letters
  • DOL Class and Individual Exemptions