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This Aspatore product provides an authoritative, insider's perspective on factors that have historically led to financial crises and system reform. Book $90.00 |
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This Aspatore product provides perspective on managing litigation in the banking and financial industries. Book $90.00 |
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This newsletter provides information, strategies, and expert legal analysis of current trends and hot topics in the ever-growing segment of the U.S. financial system pertaining to electronic commerce and internet banking. |
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Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.
Book
$2,847.00
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This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.
Book
$3,851.00
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A guide to broker-dealer back-office operational issues and supervisory responsibilities. Book (Full Set) $3,690.00 |
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New edition This book provides a comprehensive summary of the new swap regulatory regime under Title VII of the Dodd-Frank Act to assist industry professionals and their counsel in understanding the substance of these new requirements.
Book
$386.00
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New edition This guide clarifies what insider trading is and its consequences.
Book (Full Set)
$3,126.00
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D & O Liability Handbook: Law—Sample Documents—Forms, 2022-2023 ed. (Securities Law Handbook Series)Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.
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$3,066.00
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This softbound volume contains the text of the Texas Finance Code, as amended through the most recent legislative session.
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$133.00
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This comprehensive collection of commentary and pertinent primary source material is your guide to the regulation of banking and financial services industries and securities laws in major jurisdictions. Book (Full Set) $8,987.00 |
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Complete and easy access to state laws and regulations dealing with residential mortgage lending. Book (Full Set) $3,855.00 |
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This work contains the official text pertaining to banking, supplemented with case notes. Book (Full Set) $70.84 |
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Practical guide to the small business cycles of sole proprietorships, partnerships, closely held corporations, and other types of small businesses. Book (Full Set) $5,916.00 |
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This primer introducing the world of letters of credit includes concise legal summaries and sample letters of credit. Book $975.00 |
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Review of banking crimes, including fraud, money laundering, and embezzlement. Offers guidance on bank and financial institution law enforcement. Book (Full Set) $1,812.00 |
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Hundreds of forms and specialized checklists are cross-referenced to companion text, Advising Small Businesses. Book (Full Set) $3,006.00 |
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Newsletter offers timely updates on precedent-setting judicial decisions, rules, regulations, and other emerging issues regarding tax-favored investments. |
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Informed discussion of mortgage and consumer loan disclosure and its federal laws and regulations, including procedures, solutions, and forms.
Book (Full Set)
$6,042.00
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Advise your clients more effectively on laws relating to public companies using this convenient compilation of laws, forms, and analysis. Book (Full Set) $9,368.00 |
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In-depth coverage and analysis of mortgage liens in New York, supported by controlling cases and pertinent statutes.
Book
$1,033.00
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$944.00
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Advise clients on how to take full advantage of transactional exemptions by learning the use and regulatory foundations of the exemptions. Book (Full Set) $17,491.00 |
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Covers drafting the documents necessary for securities compliance and due diligence, establishing standard operating procedures, incorporation, acquisitions, and agreements. Book (Full Set) $7,083.00 |
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This reference analyzes all federal laws and regulations governing real estate sales, leasing and financing.
Book (Full Set)
$2,025.00
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