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Limited Offering Exemptions: Regulation D, 2016-2017 ed. (Securities Law Handbook Series)

Product details:

Format: Book - softbound
Brand: Clark Boardman Callaghan
Copyright: 2016
ISBN: 9780314647979
Service #: 14976416
Sub #: 14976419
Pages: 652
Shelf Space: 1 in.
Publication frequency: Annually
Update method: Replacement pamphlets

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Limited Offering Exemptions: Regulation D, 2016-2017 ed. (Securities Law Handbook Series)

103708358

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103708358
103708358
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With a state-by-state analysis, Limited Offering Exemptions: Regulation D helps you keep abreast of the myriad regulations, key definitions, and trends relating to Regulation D. It includes a collection of charts and comparisons to help you evaluate the fast-changing regulatory patterns for securities offerings, determine exemptions, and coordinate registration procedures as required by the SEC and NASAA. Coverage includes:

    • Rule 501: Common Definitions

    • Rule 502: General Conditions

    • Rule 503: Filing of Notice of Sales

    • Rule 504: Exemption for Sales Not Exceeding $1 Million

    • Rule 505: Exemption for Limited Offers and Sales Not Exceeding $5 Million

    • Rule 506: Exemption for Limited Offers and Sales Without Regard to Dollar Amount of Offering

    • Rules 507 and 508: Violations

    • Coordination and Compatibility: A Survey of State Blue Sky Laws