LEGAL
Can We Help?
Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.
Book
$3,677.00
|
Unifies and cross-references information contained in all 102 volumes of Securities Law Series to make research easier. |
New edition Discusses application of Rule 10b-5, offers litigation insights, and analyzes relevant statutes and case law to help prevent securities fraud.
Book
$17,134.00
|
Covers U.S. companies conducting securities transactions abroad, foreign companies accessing U.S. capital markets, and U.S. regulations for international broker-dealers.
Book (Full Set)
$1,212.00
|
This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure. Book $45.00 |
This treatise provides both legal theory and practical guidance on shareholder litigation.
Book (Full Set)
$5,898.00
|
A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$944.00
|
In this Aspatore legal title, a leading securities lawyer provides a user's guide to hedge fund disclosure documents. Book $150.00 |
A comprehensive guide to the "poison pill" device. Covers mechanics, procedures, and key drafting language.
Book
$3,606.00
|
Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.
Book
$2,838.00
|
New edition Explains how to plan and execute transactions in compliance with federal, state, and SEC requirements. |
New edition A resource containing the latest checklists and forms related to closely held corporations. Book (Full Set) $3,260.00 |
An essential guide for protecting corporate management clients from liabilities unique to their positions.
Book (Full Set)
$2,946.00
|
New edition This title is a guide for U.S. businesses looking to proceed knowledgeably in the post-Enron, post-WorldCom era.
Book
$1,795.00
|
Comprehensive treatise on the wide range of complex issues raised by a shareholder derivative lawsuit.
Book
$2,294.00
|
A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
|
New edition Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.
Book (Full Set)
$6,194.00
|
This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.
Book
$4,164.00
|
This Aspatore legal title is an authoritative, insider's perspective on the latest changes in regulations affecting securities. Book $90.00 |
This title helps legal, compliance, and business money management professionals familiarize themselves with essential materials that ensure compliance.
Book
$1,150.00
|
Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.
Book (Full Set)
$3,404.00
|
A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office. eBook - ProView $944.00 |
This handbook offers insights for the practicing attorney concerning tax-advantaged securities.
Book (Full Set)
$4,264.00
|
This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.
Book
$3,578.00
|
This guide addresses the issues faced by money managers, mutual funds, ERISA pension plans, broker-dealers, banks, and other financial institutions.
Book
$1,218.00
|