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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

Covers U.S. companies conducting securities transactions abroad, foreign companies accessing U.S. capital markets, and U.S. regulations for international broker-dealers.

Book (Full Set)   $1,212.00
ProView eBook   $1,212.00

A comprehensive guide to the "poison pill" device. Covers mechanics, procedures, and key drafting language.

Book   $3,606.00
ProView eBook   $3,606.00

Analyzes definition, purpose, and content of opinions to assist you in structuring and writing liability-free opinions.

Book (Full Set)   $5,847.00
ProView eBook   $5,163.00

This comprehensive volume provides specialist advice on all legal and business aspects of real estate investment trusts.

Book (Full Set)   $2,400.00
ProView eBook   $2,400.00

New edition This title is a guide for U.S. businesses looking to proceed knowledgeably in the post-Enron, post-WorldCom era.

Book   $1,795.00
ProView eBook   $1,795.00

This title is a step-by-step list of what a tender offeror and a target company should do in a tender offer.

Book   $1,387.00
ProView eBook   $1,387.00

New edition Discusses application of Rule 10b-5, offers litigation insights, and analyzes relevant statutes and case law to help prevent securities fraud.

Book (Full Set)   $13,069.00
ProView eBook   $13,069.00

This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.

Book (Full Set)   $3,224.00
ProView eBook   $3,224.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

eBook - ProView $944.00

This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.

Book   $4,164.00
ProView eBook   $4,164.00

Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.

Book (Full Set)   $3,404.00
ProView eBook   $3,404.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.

Book   $1,633.00
ProView eBook   $1,633.00

State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.

Book   $3,677.00
ProView eBook   $3,677.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.

Book   $3,605.00
ProView eBook   $3,605.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

An essential guide for protecting corporate management clients from liabilities unique to their positions.

Book (Full Set)   $2,946.00
ProView eBook   $2,946.00

General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.

Book   $3,510.00
ProView eBook   $3,510.00

This resource synthesizes case law and legislation concerning Federal Rule 23, its state analogs, and the Class Action Fairness Act.

Book (Full Set)   $1,792.00
ProView eBook   $1,972.00

Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.

Book   $1,845.00
ProView eBook   $1,845.00

New edition This set discusses securities law and regulation, including Dodd-Frank, SOX, PCAOB, corporate governance, public offerings, registration, reporting, disclosures, EDGAR, and Blue Sky laws.

Book   $15,295.00
ProView eBook  

Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.

Book (Full Set)   $588.00
ProView eBook   $588.00

New edition Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.

Book (Full Set)   $6,194.00
ProView eBook   $6,194.00

Focuses on the complex issues of megamergers and corporate takeovers.

Book   $1,858.00
ProView eBook   $1,858.00