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Banking and Finance Law
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National law books

Legal Solutions by Thomson Reuters offers a comprehensive collection of national law resources for attorneys and students alike. Choose from hardbound or softbound law books, ProView eBooks, and guides filtered by law practice area and find the law book that best suits your legal needs.

Step-by-step guide focuses on securities credit regulations, particularly margin transactions. Discusses Regulations T, U, and X, and Rule 431.

Book (Full Set)   $997.00
ProView eBook   $997.00

Gain insight into financing techniques, and learn how to negotiate and draft deals for small to mid-sized companies or venture capitalists.

Book (Full Set)   $15,316.00
ProView eBook   $12,980.00

This title provides analysis of legal developments in over-the-counter derivatives, futures, and option trading, including regulation, legislation, and litigation.

Book (Full Set)
ProView eBook

This newsletter provides regular coverage of developments that affect all types of mergers and acquisitions transactions.

Book (Full Set)
ProView eBook

This comprehensive handbook is directed at protecting the rights of consumers in the marketplace.

Book (Full Set)   $1,626.00
ProView eBook   $1,626.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $3,855.00
ProView eBook   $3,315.00

Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.

Book   $3,066.00
ProView eBook   $3,066.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $5,932.00
ProView eBook   $5,932.00

A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $3,690.00
ProView eBook   $3,208.00

Review of banking crimes, including fraud, money laundering, and embezzlement. Offers guidance on bank and financial institution law enforcement.

Book (Full Set)   $1,812.00
ProView eBook   $1,576.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book   $3,855.00
ProView eBook   $3,352.00

Advise your clients more effectively on laws relating to public companies using this convenient compilation of laws, forms, and analysis.

Book (Full Set)   $9,368.00
ProView eBook   $7,939.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $4,433.00
ProView eBook   $3,352.00

New edition Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $4,433.00
ProView eBook   $3,855.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

eBook - ProView $944.00

New edition Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.

Book (Full Set)   $6,194.00
ProView eBook   $6,194.00

Advise clients on how to take full advantage of transactional exemptions by learning the use and regulatory foundations of the exemptions.

Book (Full Set)   $17,491.00
ProView eBook   $14,823.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $3,463.00
ProView eBook   $4,433.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.

Book   $3,605.00
ProView eBook   $3,605.00

Practical guide to the small business cycles of sole proprietorships, partnerships, closely held corporations, and other types of small businesses.

Book (Full Set)   $5,916.00
ProView eBook   $5,255.00