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Securities Law
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National law books

Legal Solutions by Thomson Reuters offers a comprehensive collection of national law resources for attorneys and students alike. Choose from hardbound or softbound law books, ProView eBooks, and guides filtered by law practice area and find the law book that best suits your legal needs.

Find the right tax-advantaged vehicle for any client's situation with this comprehensive discussion of tax–advantaged securities.

Book (Full Set)   $14,904.00
ProView eBook   $14,904.00

This Aspatore legal title provides perspective for navigating clients through the issues that comprise the national security landscape.

Book   $90.00

This Aspatore legal title provides an authoritative, insider's perspective on assisting clients in dealing with the Securities and Exchange Commission.

Book   $90.00

In this Aspatore legal title, a leading securities lawyer provides a user's guide to hedge fund disclosure documents.

Book   $150.00

This Aspatore legal title is an authoritative, insider's perspective on the latest changes in regulations affecting securities.

Book   $90.00

A comprehensive guide to the "poison pill" device. Covers mechanics, procedures, and key drafting language.

Book   $3,606.00
ProView eBook   $3,606.00

Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.

Book   $3,066.00
ProView eBook   $3,066.00

Covers U.S. companies conducting securities transactions abroad, foreign companies accessing U.S. capital markets, and U.S. regulations for international broker-dealers.

Book (Full Set)   $1,212.00
ProView eBook   $1,212.00

Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.

Book   $2,838.00
ProView eBook   $2,838.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

This treatise provides both legal theory and practical guidance on shareholder litigation.

Book (Full Set)   $5,898.00
ProView eBook   $5,898.00

This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.

Book   $1,069.00
ProView eBook   $1,069.00

New edition Discusses application of Rule 10b-5, offers litigation insights, and analyzes relevant statutes and case law to help prevent securities fraud.

Book   $17,134.00
ProView eBook

A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $3,690.00
ProView eBook

New edition A resource containing the latest checklists and forms related to closely held corporations.

Book (Full Set)   $3,260.00

This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.

Book   $4,164.00
ProView eBook   $4,164.00

New edition This set helps with the purchase or sale of divisions and subsidiaries, including negotiation strategies and key legal points.

Book (Full Set)   $1,564.00

New edition Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.

Book (Full Set)   $6,194.00
ProView eBook   $6,194.00

New edition This title is a guide for U.S. businesses looking to proceed knowledgeably in the post-Enron, post-WorldCom era.

Book   $1,795.00
ProView eBook   $1,795.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook

This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.

Book (Full Set)   $3,224.00
ProView eBook   $3,224.00

Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.

Book (Full Set)   $3,404.00
ProView eBook   $3,404.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.

Book   $3,677.00
ProView eBook   $3,677.00