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Banking and Finance Law
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National law books

Legal Solutions by Thomson Reuters offers a comprehensive collection of national law resources for attorneys and students alike. Choose from hardbound or softbound law books, ProView eBooks, and guides filtered by law practice area and find the law book that best suits your legal needs.

Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.

Book   $3,066.00
ProView eBook   $3,066.00

The Volcker Rule: Commentary and Analysis provides comprehensive coverage of the requirements of the Volcker Regulations and the issues and opportunities that they present for banking entities and non-banking entities.

Book   $213.00

A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $3,690.00
ProView eBook   $3,208.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $3,463.00
ProView eBook   $4,433.00

Review of banking crimes, including fraud, money laundering, and embezzlement. Offers guidance on bank and financial institution law enforcement.

Book (Full Set)   $1,812.00
ProView eBook   $1,576.00

Comprehensive survey and analysis of all aspects of suretyship, including commercial guaranty agreements, performance bonds, and standby letters of credit.

Book   $397.00
ProView eBook   $397.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $5,932.00
ProView eBook   $5,932.00

New edition Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $4,433.00
ProView eBook   $4,433.00

This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.

Book   $3,578.00
ProView eBook   $3,578.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

Addresses bankruptcy laws, related legal issues, and potential consequences of specific actions regarding loans secured by personal property collateral.

Book (Full Set)   $1,370.00
ProView eBook   $1,370.00

This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.

Book (Full Set)   $3,224.00
ProView eBook   $3,224.00

A complete guide to legal theories, cases, and statutes affecting the lending process, with practical advice about lender liability claims.

Book (Full Set)   $2,280.00
ProView eBook   $2,280.00

This primer introducing the world of letters of credit includes concise legal summaries and sample letters of credit.

Book   $975.00

This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.

Book   $3,605.00
ProView eBook   $3,605.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $4,433.00
ProView eBook   $4,433.00

New edition This guide clarifies what insider trading is and its consequences.

Book (Full Set)   $3,126.00
ProView eBook   $3,126.00

New edition Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.

Book (Full Set)   $6,194.00
ProView eBook   $6,194.00

Informed discussion of mortgage and consumer loan disclosure and its federal laws and regulations, including procedures, solutions, and forms.

Book (Full Set)   $6,042.00
ProView eBook   $6,042.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book   $3,855.00
ProView eBook   $3,855.00

This reference analyzes all federal laws and regulations governing real estate sales, leasing and financing.

Book (Full Set)   $2,025.00
ProView eBook   $2,025.00

New edition

This book provides a comprehensive summary of the new swap regulatory regime under Title VII of the Dodd-Frank Act to assist industry professionals and their counsel in understanding the substance of these new requirements.

Book   $386.00
ProView eBook   $386.00